At Vigilant we have over 20 years of experience building governance, risk management and compliance as executives and regulators for portfolio managers, investment fund manager and dealers.
We are knowledgeable and highly skilled in providing pragmatic and effective Regulatory Compliance Consulting services.
See how Vigilant's Regulatory Compliance Consulting services can help your company save you time, money and improve the effectiveness of your compliance program today.
Our Regulatory Compliance Consulting Services Include:
- New firm set-up
- Individual registration
- Policy and procedure review and development
- Independent assessments of compliance programs
- Regulatory audit preparation and ongoing support
- Governance Risk Management & Compliance Reviews
- Anti-money laundering Risk Assessments
- Privacy Impact Assessment