Latest News & Updates

Build a culture of compliance through KYA

April 23, 2023
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Just a reminder about the upcoming June 6th, 2023 due date to file changes to individual Canadian securities registrants NRD file, as per amendments to NI 33-109.

February 10, 2023
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Happy to announce our new partnership with C-irM COE to build insider risk model

January 13, 2023
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Happy to announce we are part of the latest GrowthX cohort

November 9, 2022
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Tone from the middle (not top) drives compliance

October 30, 2022

Tone from the top is a catchy phrase, but Client Focused Reform, FSRA’s focus on advisor compliance and OSFI’s focus on conduct risk underline that ultimately compliant behaviour is driven by the individual. To truly shape a compliance culture you need to know your advisor, your staff and your manager’s data to guide them to…

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New IIROC/MFDA should be seen as an opportunity

September 23, 2022

As IIROC and MFDA focus on the merger of their two organizations, I believe this is the time to re-think how supervision is conducted. There is a need to move away from treating regulatory administration (registration, proficiency management and other registered and non-registered compliance activities) as a task to be fulfilled and instead move towards…

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VigilantCS partners with CUBE to strengthen conduct risk compliance through automated regulatory change management

October 20, 2021
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VigilantCS & PortfolioAid collaborate to support wealth management firms with Client Focused Reform

September 17, 2020
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Launch of VCSOpen+ (Insurance)

May 10, 2020

VigilantCS is pleased to announce the launch of VCSOpen+ (Life and Health Insurance) Staff Compliance Platform, which will complement our existing VCSOpen+ (Securities) compliance platform. As a significant number of MFDA and IIROC securities advisors are also insurance licensed it will be critical that supervisors have access to an advisor’s complete regulatory file; whether insurance…

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VigilantCS Best Newcomer in First Grant Thornton U.K. RegTech Awards

October 16, 2019

VigilantCS has won the Best Newcomer award in the first Grant Thornton U.K. RegTech Awards. It was also nominated for the Most Innovative RegTech Solution Award. Winners in six categories were announced at Grant Thornton’s Finsbury Square, London office October 2. VigilantCS CEO and Co-founder Rob Kirwin accepted the award on behalf of the company…

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