Solutions
Support Compliance Culture
VigilantCS offers a compliance lifecycle solution for highly regulated industries including the Canadian Securities (IIROC, MFDA and securities commission) and Life and Health Insurance industry – that enable cost-effective compliance and provide improved controls and analytics to reduce staff conduct risk. Our unique solutions:
- decrease costs
- deliver tangible business insights
- foster an enhanced compliance culture
- improve regulatory compliance and risk mitigation
VCS (RCM)
Manage Regulatory Requirements
Evidence Compliance:
- Inventory regulatory requirements
- Assign accountability
- Inventory controls
- Test controls
VCSOpen+
Operationalize Controls
Build Individual Compliance files:
- Role sensitivity
- Conditions
- Disclosures
- Training
- Incident logging
- Calendar
VCSPro
Measure Risk & Generate Dynamic Reports
Understand Compliance Culture:
- Conduct Risk Score
- Insider Risk Score
- Remote work score
- Risk-Return Report
- Individual - Entity Reporting
VCS Solutions – Capabilities & Features Summary
VigilantCS is an innovative producer of proprietary digital platforms that cost-effectively manage and monitor conduct risk and staff-level compliance. VigilantCS offers three unique solutions.
VCSOpen & VCSOpen+
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- Cost-effective compliance
- Improved controls and analytics
- Reduces staff conduct risk
VCSPro
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- Behavioural algo and analytics platform
- Driven by insights from FINRA, SEC datasets, in-depth conduct risk research
VCSOpen
VCSOpen+
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Corporate registry
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Location registry
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Staff registry
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Gift and entertainment log
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Co-op marketing log
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Complaint and incident log
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Compliance calendar
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Registration management
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Continuing education management
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Secured messaging
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Personal trading
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Supervision reporting
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Attestation management
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Capability/Feature
VCSOpen
VCSOpen+
Corporate registry
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Location registry
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Staff registry
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Gift and entertainment log
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Co-op marketing log
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Complaint and incident log
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Compliance calendar
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Registration management
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Continuing education management
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Secured messaging
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Personal trading
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Supervision reporting
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Attestation management
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Available for additional fee Can be bought as separate program
VCSPro
Staff risk scoring algo
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Integration with other data sets to build 3600 review
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Build your own risk scoring algo
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
Drill down assessment of staff location and company
![Check Check](https://vigilantcs.com/wp-content/uploads/2019/09/Check.png)
VigilantCS® is a registered trademark in Canada. VigilantCS is not available or marketed in the United States of America.